David Richard Wills
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Richard Wills ( ), a licensed former licensee with CE reference ANE567. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2018-03-02 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-12-18 | 2018-03-02 |
| Auroville Investment Management (HK) Limited |
Rep | Type 9 — Asset management | 2017-05-04 | 2017-06-15 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-09-14 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-09-12 | 2016-09-14 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-04-20 | 2014-09-12 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-22 | 2007-02-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-03-22 | 2007-02-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2006-03-22 | 2007-02-26 |