David Richard Wills

CE No. ANE567 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Richard Wills (), a licensed former licensee with CE reference ANE567. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Venture Smart Asia Limited
意博資本亞洲有限公司
Rep Type 1 — Dealing in securities 2017-12-18 2018-03-02
Venture Smart Asia Limited
意博資本亞洲有限公司
Rep Type 9 — Asset management 2017-12-18 2018-03-02
Auroville Investment Management (HK) Limited
Rep Type 9 — Asset management 2017-05-04 2017-06-15
Sculptor Capital Management Hong Kong Limited
司韜資本管理(香港)有限公司
Rep Type 1 — Dealing in securities 2015-11-10 2016-09-14
Sculptor Capital Management Hong Kong Limited
司韜資本管理(香港)有限公司
RO Type 9 — Asset management 2014-09-12 2016-09-14
Sculptor Capital Management Hong Kong Limited
司韜資本管理(香港)有限公司
Rep Type 9 — Asset management 2007-04-20 2014-09-12
Tyric Capital Limited
泰瑞資本有限公司
Rep Type 4 — Advising on securities 2006-03-22 2007-02-26
Tyric Capital Limited
泰瑞資本有限公司
Rep Type 5 — Advising on futures contracts 2006-03-22 2007-02-26
Tyric Capital Limited
泰瑞資本有限公司
Rep Type 9 — Asset management 2006-03-22 2007-02-26

Related