Robert Michael Flynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Michael Flynn ( ), a licensed former licensee with CE reference ANE761. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-08 | 2008-06-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-04-08 | 2008-06-14 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2006-10-19 | 2008-04-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2006-05-11 | 2008-04-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-03-16 | 2006-10-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-03-16 | 2006-05-11 |