Hae Ryong Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hae Ryong Kim ( ), a licensed former licensee with CE reference ANE830. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2024-01-09 | 2025-06-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2017-03-21 | 2018-05-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-22 | 2016-02-16 |