Garlick Kwok Keung Lo
盧國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garlick Kwok Keung Lo (盧國強), a licensed former licensee with CE reference ANF059. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2010-05-07 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-02 | 2007-08-04 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-20 | 2007-08-04 |