Lilian Wai Ching Wan
溫惠晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lilian Wai Ching Wan (溫惠晴), a licensed Responsible Officer with CE reference ANG186. Currently licensed at 1 firm(s): Aristo Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-29 | present |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2017-03-29 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-05 | 2014-11-30 |