Carissa Lai Kuen Ho
何麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carissa Lai Kuen Ho (何麗娟), a licensed former licensee with CE reference ANG319. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-05-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-24 | 2017-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2010-06-24 |