Stephen Paca Kennedy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Paca Kennedy ( ), a licensed former licensee with CE reference ANG616. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ANZ Securities (HK) Limited 澳新證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-19 | 2013-11-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-07 | 2011-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-07 | 2011-01-12 |