Lan Li
李瀾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Li (李瀾), a licensed Responsible Officer with CE reference ANJ330. Currently licensed at 1 firm(s): Ignite Capital (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ignite Capital (Asia Pacific) Limited 燃亮資本(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-05 | present |
| Ignite Capital (Asia Pacific) Limited 燃亮資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-05 | present |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-30 | 2024-11-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-11-30 | 2024-11-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | 2023-11-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-10-30 | 2023-11-30 |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-17 | 2023-09-15 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-24 | 2023-04-17 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-27 | 2022-12-10 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-08-27 | 2023-09-15 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-16 | 2020-08-27 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-16 | 2020-08-27 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-09 | 2020-06-30 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-11-09 | 2020-06-30 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2010-11-09 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-08 | 2010-11-09 |