Wing Yin Ku
顧永賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yin Ku (顧永賢), a licensed Responsible Officer with CE reference ANJ493. Currently licensed at 1 firm(s): Haitong International Research Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
RO | Type 4 — Advising on securities | 2018-08-31 | present |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-21 | 2018-08-31 |
| LBN Advisers Limited 利邦投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-07-17 | 2013-10-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-25 | 2013-01-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2009-09-03 |