Lai Fun Florence Mok
莫麗芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Fun Florence Mok (莫麗芬), a licensed former licensee with CE reference ANJ599. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-02 | 2010-09-11 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-02 | 2010-09-11 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-07 | 2008-04-10 |