Shu-Tzu Tsay
蔡叔慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Tzu Tsay (蔡叔慈), a licensed former licensee with CE reference ANL892. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-30 | 2010-07-30 |
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2006-11-30 | 2010-07-30 |
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-09 | 2006-11-30 |