Oi Yee Lo
盧藹儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Yee Lo (盧藹儀), a licensed Responsible Officer with CE reference ANM041. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-09 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-21 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2024-09-30 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-11 | 2025-01-21 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-08 | 2023-10-11 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-23 | 2022-11-08 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2022-05-06 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-30 | 2018-03-31 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-26 | 2012-03-19 |