Shaun Nittal Sethi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Nittal Sethi, a licensed Representative with CE reference ANM069. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-07 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2016-12-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-02 | 2009-07-27 |