Kar Yee Au
歐家宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Yee Au (歐家宜), a licensed former licensee with CE reference ANM167. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-19 | 2011-08-07 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2011-08-07 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-09 | 2010-02-08 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-11 | 2010-02-08 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-25 | 2009-04-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2008-02-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2007-12-31 |