Oliver B. Chan
陳家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver B. Chan (陳家榮), a licensed former licensee with CE reference ANM357. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-26 | 2021-05-31 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-26 | 2021-05-31 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-09 | 2017-05-26 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-09 | 2017-05-26 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-09 | 2016-10-31 |
| China Glory Securities Company Limited 華彩證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-09 | 2016-10-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-27 | 2013-06-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-06-04 | 2010-04-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-03 | 2013-06-29 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-06-07 | 2007-01-25 |