Arthur Kin Man Tam
譚建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Kin Man Tam (譚建文), a licensed Responsible Officer with CE reference ANM878. Currently licensed at 1 firm(s): Jimei Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-18 | present |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2021-11-18 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-22 | 2021-07-02 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-11-07 | 2020-03-27 |
| Grand Partners Securities Limited 利盟證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | 2020-03-27 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-05 | 2017-06-23 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-03 | 2017-06-23 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-11 | 2016-10-05 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-12-15 | 2016-07-01 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2006-08-03 | 2016-07-01 |