Kendall King Chung Tse
謝敬重
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kendall King Chung Tse (謝敬重), a licensed Responsible Officer with CE reference ANN387. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-24 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-29 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-27 | 2020-10-29 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2021-08-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-09-20 | 2020-07-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-10 | 2020-07-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-10 | 2014-10-10 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-10 | 2020-07-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-27 | 2008-11-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-27 | 2008-11-24 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-06-27 | 2008-11-24 |