Lok Yee Lai
黎樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yee Lai (黎樂怡), a licensed former licensee with CE reference ANP489. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-07 | 2022-12-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-07 | 2022-12-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-07 | 2022-12-20 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-27 | 2007-10-22 |