Tiong Hoo Seah
佘忠富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiong Hoo Seah (佘忠富), a licensed former licensee with CE reference ANQ243. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-23 | 2011-06-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-11 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-11 | 2009-03-23 |