Lin Fang
房林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Fang (房林), a licensed former licensee with CE reference ANQ365. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2018-05-14 | 2023-04-28 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 9 — Asset management | 2018-05-14 | 2023-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-18 | 2010-05-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-18 | 2010-05-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2008-06-21 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-11 | 2008-06-21 |