Raphael Francesco Gaglio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Francesco Gaglio ( ), a licensed former licensee with CE reference ANQ377. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASPIRE Multi-Family Office Limited | RO | Type 9 — Asset management | 2016-11-08 | 2022-01-28 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-28 | 2014-04-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2011-02-28 | 2014-04-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2011-02-28 | 2014-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-19 | 2008-01-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-19 | 2008-01-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-19 | 2008-01-31 |