Ching Yee Julie Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee Julie Lim, a licensed Responsible Officer with CE reference ANQ655. Currently licensed at 1 firm(s): Kadensa Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kadensa Capital Limited | RO | Type 9 — Asset management | 2016-09-02 | present |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2009-10-12 | 2016-02-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-10 | 2009-08-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-24 | 2009-08-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2006-07-24 | 2008-12-22 |