Zheqing Shen
沈哲清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheqing Shen (沈哲清), a licensed Responsible Officer with CE reference ANQ750. Currently licensed at 1 firm(s): ZQ Capital Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 |
RO | Type 9 — Asset management | 2024-12-23 | present |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 |
RO | Type 4 — Advising on securities | 2020-03-18 | present |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-12 | present |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-12-29 | 2024-05-14 |
| KR Securities (Hong Kong) Limited 嘉瑞證券（香港）有限公司 |
RO | Type 9 — Asset management | 2021-12-29 | 2024-05-14 |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 |
RO | Type 9 — Asset management | 2020-03-19 | 2022-08-05 |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-07-12 | 2024-09-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-26 | 2015-03-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-26 | 2015-03-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-22 | 2014-05-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-22 | 2014-05-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-17 | 2010-08-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-17 | 2010-08-03 |