Thomas Hong Man Wong
黃康民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hong Man Wong (黃康民), a licensed Representative with CE reference ANR333. Currently licensed at 1 firm(s): Optimas Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-14 | present |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-24 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 — Asset management | 2016-07-14 | 2021-09-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-17 | 2016-07-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-17 | 2016-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-08 | 2013-04-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-05-11 | 2013-04-06 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-20 | 2009-03-11 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-07-17 | 2008-04-26 |