Harshit Shashikant Dave
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harshit Shashikant Dave ( ), a licensed former licensee with CE reference ANR499. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2011-10-14 | 2012-02-06 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2006-07-21 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2006-07-21 | 2008-12-31 |