Ian Kenneth Tang
鄧正行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Kenneth Tang (鄧正行), a licensed Responsible Officer with CE reference ANR644. Currently licensed at 1 firm(s): Alpha Astra Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Astra Asset Management Limited |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| Alpha Astra Asset Management Limited |
RO | Type 9 — Asset management | 2024-08-16 | present |
| Top Ace Asset Management Limited | Rep | Type 4 — Advising on securities | 2022-12-01 | 2024-05-13 |
| Top Ace Asset Management Limited | Rep | Type 9 — Asset management | 2022-12-01 | 2024-05-13 |
| Top Ace Asset Management Limited | RO | Type 4 — Advising on securities | 2019-03-18 | 2022-03-31 |
| Top Ace Asset Management Limited | RO | Type 9 — Asset management | 2019-03-18 | 2022-03-31 |
| Top Ace Asset Management Limited | Rep | Type 9 — Asset management | 2013-01-02 | 2019-03-18 |
| Boyer Allan Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-11-26 | 2012-02-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-12-14 | 2008-10-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-07-24 | 2008-10-23 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-24 | 2008-10-23 |