Xiaoming Song
宋晓明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming Song (宋晓明), a licensed former licensee with CE reference ANR732. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-15 | 2021-01-31 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-15 | 2021-01-31 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2012-10-09 | 2015-04-29 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-07-08 | 2010-05-24 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2008-07-08 | 2010-05-24 |