Katherine Juri Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Juri Williams, a licensed Representative with CE reference ANR851. Currently licensed at 2 firm(s): MCM Asia Limited, MCM Investment Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2021-09-14 | present |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2020-03-18 | present |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-08-28 | 2017-05-01 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-06-18 | 2017-05-01 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-06-18 | 2017-05-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-08-24 | 2008-06-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-08-24 | 2008-06-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-24 | 2008-06-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-08-24 | 2008-06-06 |