Roland Ly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Ly ( ), a licensed former licensee with CE reference ANS268. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-03 | 2015-07-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-03 | 2015-07-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2013-07-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-02 | 2015-07-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-08-02 | 2013-07-03 |