Skardon Francis Baker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Skardon Francis Baker ( ), a licensed former licensee with CE reference ANS307. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-21 | 2010-07-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-05-21 | 2010-07-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-05-21 | 2010-07-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-01-22 | 2007-02-01 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-02 | 2007-02-01 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-02 | 2007-02-01 |