David Sam Shik Frick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Sam Shik Frick ( ), a licensed former licensee with CE reference ANT425. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-11-18 | 2016-01-01 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-07-29 | 2016-01-01 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2008-07-24 | 2010-05-25 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2006-08-04 | 2010-05-25 |