Yia Ching Chuang
莊雅晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yia Ching Chuang (莊雅晴), a licensed former licensee with CE reference ANT796. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-08 | 2013-04-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-08 | 2013-04-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-04-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-04-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-08 | 2013-04-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-08 | 2013-04-19 |
| Arisaig Partners (HK) Limited |
Rep | Type 4 — Advising on securities | 2006-08-07 | 2010-03-31 |