Devesh Bhargava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Devesh Bhargava ( ), a licensed former licensee with CE reference ANU197. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-16 | 2006-12-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-16 | 2006-12-08 |