Xing (SFC:ANU825) Li
李星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xing (SFC:ANU825) Li (李星), a licensed former licensee with CE reference ANU825. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-01-31 | 2015-12-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-31 | 2015-12-12 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-22 | 2006-11-01 |