Alix Fachin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alix Fachin ( ), a licensed former licensee with CE reference ANU950. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2009-11-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-25 | 2009-11-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-02-25 | 2009-11-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-02-25 | 2009-11-16 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2006-08-22 | 2006-10-27 |