Yik Son Wong
王翌臣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Son Wong (王翌臣), a licensed former licensee with CE reference ANW222. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OceanVast Capital Limited 泓澤資本有限公司 |
RO | Type 4 — Advising on securities | 2024-03-19 | 2025-08-12 |
| OceanVast Capital Limited 泓澤資本有限公司 |
RO | Type 9 — Asset management | 2024-03-19 | 2025-08-12 |
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-15 | 2024-01-31 |
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-15 | 2024-01-31 |
| Darkhorse Wealth Management Limited 黑馬財富管理有限公司 |
RO | Type 9 — Asset management | 2022-09-15 | 2024-01-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-25 | 2021-05-07 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-25 | 2021-05-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-25 | 2008-03-13 |