Chi Bun Au
區志斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Bun Au (區志斌), a licensed former licensee with CE reference ANW552. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2019-04-02 | 2024-06-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2019-04-02 | 2024-06-14 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-02-26 | 2019-04-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-09-04 | 2019-04-02 |