Patrick John Cordes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick John Cordes, a licensed Responsible Officer with CE reference ANX474. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
RO | Type 9 — Asset management | 2021-11-30 | present |
| EQT Partners Capital Limited 殷拓資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-27 | present |
| EQT Partners Capital Limited 殷拓資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-27 | present |