Lei Hao
郝雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Hao (郝雷), a licensed former licensee with CE reference ANX528. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-06 | 2020-01-06 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-06 | 2020-01-06 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-12-18 | 2009-06-30 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-12-18 | 2009-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-06 | 2008-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-06 | 2008-11-22 |