Andrew Jay Kleeger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Jay Kleeger ( ), a licensed former licensee with CE reference ANX952. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2010-10-18 | 2011-06-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2010-10-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-02 | 2011-06-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2010-02-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2008-07-11 | 2010-02-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-07-11 | 2008-12-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-09-22 | 2008-07-11 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-22 | 2008-07-11 |