Conrad Kwok Hei Chan
陳國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Kwok Hei Chan (陳國熙), a licensed Responsible Officer with CE reference ANY192. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| Phalanx Capital Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2010-08-06 | 2012-07-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-11-05 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-09-15 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-15 | 2009-06-16 |