Jacques-Louis Henri Clot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacques-Louis Henri Clot, a licensed Responsible Officer with CE reference AOA108. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2026-04-30 | present |
| Natixis Asia Limited | RO | Type 2 — Dealing in futures contracts | 2026-04-30 | present |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2026-04-30 | present |
| Natixis Asia Limited | RO | Type 5 — Advising on futures contracts | 2026-04-30 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2021-07-13 | 2026-04-30 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-13 | 2026-04-30 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2021-07-13 | 2026-04-30 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2021-07-13 | 2026-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-04 | 2016-06-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-11-04 | 2016-06-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-05 | 2016-06-20 |