Kent Wai Kin Lo
羅偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kent Wai Kin Lo (羅偉健), a licensed Representative with CE reference AOA404. Currently licensed at 1 firm(s): Altruist Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-04 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-04 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 — Asset management | 2024-03-04 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-18 | 2022-01-31 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-18 | 2022-01-31 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 — Asset management | 2020-06-18 | 2022-01-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-21 | 2018-01-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-10 | 2012-03-27 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-11 | 2008-06-06 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 — Asset management | 2007-06-11 | 2008-06-06 |