Yamin Li
勵雅敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yamin Li (勵雅敏), a licensed former licensee with CE reference AOA892. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-15 | 2017-09-22 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-08-01 | 2012-07-21 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2011-04-07 |