Novem Kwok Ying Liu
廖國英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Novem Kwok Ying Liu (廖國英), a licensed Representative with CE reference AOA961. Currently licensed at 1 firm(s): Tokai Tokyo Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-30 | present |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-11 | 2016-09-30 |