Jean-Noel Raymond Sione
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Noel Raymond Sione ( ), a licensed former licensee with CE reference AOB307. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-18 | 2012-07-16 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-18 | 2012-07-16 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-11 | 2012-04-18 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-01-11 | 2012-04-18 |