Ken Chen
陳懇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Chen (陳懇), a licensed former licensee with CE reference AOB367. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-25 | 2010-07-09 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-07-18 | 2010-07-09 |