Yong Ye
叶勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Ye (叶勇), a licensed Responsible Officer with CE reference AOB368. Currently licensed at 3 firm(s): GF Asset Management (Hong Kong) Limited, GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-12-05 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-07 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-20 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-07-18 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-01-07 | 2021-07-07 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-18 | 2013-05-20 |