Shiu Lun Yip
葉兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Lun Yip (葉兆麟), a licensed former licensee with CE reference AOB531. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited |
Rep | Type 9 — Asset management | 2015-05-19 | 2020-05-06 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2015-04-29 |