Wai Kit Kwok
郭鍏傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Kwok (郭鍏傑), a licensed Responsible Officer with CE reference AOB670. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2021-11-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-25 | 2014-06-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-25 | 2014-06-01 |